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GENERAL AML FOR ALL EMPLOYERS

The Ultimate Update on Money Laundering Risk!

All financial businesses are obliged to provide employees with information on their responsibilities regarding anti-money laundering and the financing of terrorism. This requirement includes temporary and contract staff, and the staff of only third parties fulfilling a function under an outsourcing agreement. In order to comply with requirements, employers must ensure staff achieve and maintain an appropriate level of competence. Comsure training will refresh awareness of the requirements under the Money Laundering rules. This workshop includes reference to the regulatory handbook, regulatory objectives, enforcement actions, and other regulatory best practice guidance.

This workshop provides a comprehensive, practical analysis of anti-money laundering legislation and implementation. We will help get you and your employees to grips with the complexities associated with AML risk.

This highly practical workshop is filled with the latest developments both regulatory and otherwise. It is designed for all relevant employees, both customer facing and non-customer facing, who need to have an appreciation of money laundering risk. Attending these courses will satisfy the regulatory requirement on the firm to ensure their staff are regularly made aware of the Anti-Money Laundering regime.

DETAILS

Date: 14th November 2013

Time:
08:15 Registration
08:30 Start
11:30 Finish

Venue: Royal Yacht Hotel

CPD: 3 Hours

Cost: £110.00

If you book by the 31st October you will receive a 20% discount

For every 3 employees on any one session receive a 4th place FREE

GENERAL AML FOR ALL EMPLOYERS - WORKSHOP AGENDA

WORKSHOP STYLE
This workshop is designed to be participative throughout. The agenda combines key formal presentations, case studies and syndicate discussion sessions. There will be ample opportunity for delegates to benchmark the experiences with industry peers and raise issues of concern to their organisation, either confidentially or in the open session.

An optional online competency test is available to each attendee. The results of the test are made available to the firm’s MLRO (additional cost of £35 per employee).

1. AML Policies and Procedures
2. What is the difference and why are they important?
3. Probability of an offence crystallising – using leading case studies
4. Risk of not reporting - using real case studies
5. Understanding what ML & TF is - dispelling the myths!
6. Government and other Sanction risk (e.g. HMT, EU, OFAC etc)
7. Understanding the difference between KYC - ID&V - CDD
8. Profiling customers - what does it mean?
9. What you need to do
10. Building and using trigger events
11. Summary and key messages

IN-HOUSE TRAINING - Hold this course at your convenience
This programme and the issues it addresses can be delivered at a time, location and place to fit your business schedule. In-house training can be tailored to focus on the specific needs and challenges facing your staff. We will develop and provide all course materials and a trainer to make your investment a success.

For details on in-house training for this particular workshop, please contact Mathew Beale.
Call: +44 (0)1534 626841 or Email: mathewbeale@comsuregroup.com

Mathew Beale, Director of Comsure Group
Mathew Beale, FCSI AIFP, is a Fellow of the Chartered Institute for Securities & Investment and founder of Comsure. Between 1995 and 2002, he worked for the body that is now known as the Jersey Financial Services Commission, where he was responsible for the day-to-day conduct of business of regulated entities and where he reached the position of Senior Compliance Manager. Since 2002, he has worked within private practice in all aspects of regulatory compliance including: Assisting in the undertaking of reporting professional projects for the Jersey Financial Services Commission; Being involved in the preparation of the anti-money laundering guidance notes in Mauritius; Writing and delivering training courses relating to the field of compliance for private and public bodies.

Mathew is also a senior lecturer on the International Compliance Association’s (ICA) Introductory Certificate in Compliance, the International (and UK) Diploma in Compliance and the UK Diploma in Anti- Money Laundering. He is also an acknowledged co-author of the materials used by the ICA in their UK and International Diplomas in Compliance. Since 2005, he has worked within Comsure in all aspects of regulatory compliance; taking him as far as Mauritius on specialised assignments and the Seychelles where he has assisted the regulator in delivering specialised training.