Booking Form

1. Introduction To The Code of Practice For Investment Business
[Effective from 1 July 2008 - Last Revised: 21 March 2018]
2. Introduction to the duties of compliance function, money
laundering reporting officer and money laundering compliance
officer
3. Introduction to the JFCU
4. Reporting knowledge or suspicion of money laundering and
terrorist financing
a. Territorial considerations
b. What constitutes knowledge or suspicion?
c. The objective test of knowledge or suspicion
d. Making a report
e. Refused business and transactions
f. Liaising with law enforcement
g. Contacting the JFCU
h. Consent to activity and acknowledgement of a report by
the JFCU
i. Current JFCU practice
j. Analysis, investigation, and dissemination
k. Feedback from the JFCU
5. Introduction to relevant JFSC Policy Statements and Guidance
Notes
a. FS(J)L Licensing Policy – December 2010
b. JFSC Sound Business Practice Policy
c. The Commission’s use of Public Statements – March
2011
d. Outsourcing Policy – March 2017
e. The Commission’s use of Enforcement Powers – July
2006
f. The UK's Bribery Act - Dear CEO - December 2011
g. Compliance Monitoring - Dear CEO - December 2013
h. Compliance Monitoring – Guidance Note - December
2013
6. Revisit AML Consultation Papers
7. Introduction to the JFSC AML/CFT Handbook